must be achieved:
plus
must be selected from the elective units listed below.
The remaining may be selected from the elective units listed below, any endorsed Training Package or accredited course. Elective units may be selected from a Diploma or Advanced Diploma qualification.
Elective units must be relevant to the work outcome, local industry requirements and the qualification level.
Units of competency with a 6xx code completed in the Diploma cannot be counted again in the Advanced Diploma.
Core units of competency:
FNSRSK601A Develop and implement risk mitigation plan
FNSRSK602A Determine and manage risk exposure strategies
BSBCOM602B Develop and create compliance requirements
BSBCOM603C Plan and establish compliance management systems
Elective units of competency:
Managing Financial Risk
FNSACC609A Evaluate financial risk
FNSORG505A Prepare financial reports to meet statutory requirements
FNSORG602A Develop and manage financial systems
BSBMGT515A Manage operational plan
Corporate Governance
FNSACC604A Monitor corporate governance activities
FNSACC606A Conduct internal audit
FNSFMK505A Comply with financial services legislation and industry codes of practice
FNSPRM601A Establish, supervise and monitor practice systems to conform with legislation and regulations
Managing Compliance
FNSACC506A Implement and maintain internal control procedures
FNSORG508A Analyse and comment on management reports
FNSORG603A Establish and prepare operational guidelines in a financial services organisation
BSBCOM501B Identify and interpret compliance requirements
BSBCOM503B Develop processes for the management of breaches in compliance requirements
BSBINM501A Manage an information or knowledge management system
BSBOHS502B Participate in the management of the OHS information and data systems
BSBOHS504B Apply principles of OHS risk management
BSBOHS506B Monitor and facilitate the management of hazards associated with plant
BSBOHS507B Facilitate the application of principles of occupational health to control OHS risk
BSBOHS601B Develop a systematic approach to managing OHS
BSBOHS602B Develop OHS information and data analysis and reporting and recording processes
BSBOHS603B Analyse and evaluate OHS risk
BSBOHS604B Apply ergonomic principles to control OHS risk
BSBOHS605B Apply occupational hygiene principles to control OHS risk
BSBOHS607B Advise on application of safe design principles to control OHS risk
BSBOHS608B Conduct an OHS audit
BSBOHS609B Evaluate an organisation's OHS performance
Strategic Risk Management and Business Continuity
FNSORG601A Negotiate to achieve goals and manage disputes
BSBMGT605B Provide leadership across the organisation
BSBMGT615A Contribute to organisation development
BSBMGT616A Develop and implement strategic plans
BSBMGT617A Develop and implement a business plan
BSBOHS606B Develop and implement crisis management processes
BSBPMG508A Manage project risk
BSBSUS501A Develop workplace policy and procedures for sustainability
